Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roger Charles Sporle

  IRN RXS00681

  • CF30 Customer (28 Apr 2023 to 15 Aug 2023)
  • CF1 Director (AR) (5 Oct 2022 to 15 Aug 2023)
• Roger J Thomson

  IRN RJT01150

  • CF30 Customer (16 Feb 2022 to 31 Mar 2026)
• Roger Simon Pyrke

  IRN RSP01084

  • CF1 Director (29 Jul 2009 to 17 Feb 2011)
• Rohini Finch

  IRN RXF01427

  • CF2 Non Executive Director (AR) (since 14 Feb 2014)
• Ronald Richter

  IRN RXR01245

  • CF30 Customer (12 Oct 2015 to 1 Aug 2018)
  • CF4 Partner (AR) (12 Oct 2015 to 1 Aug 2018)
• Rudolph Shally

  IRN RXS01557

  • CF30 Customer (1 Sep 2011 to 22 Jul 2014)
• Rui Pedro Fortuna Andres

  IRN RPF01056

  • CF30 Customer (5 Jun 2018 to 14 Apr 2020)
• Samuel Edward Morley

  IRN SEM01099

  • CF4 Partner (AR) (17 Jun 2014 to 29 May 2015)
  • CF30 Customer (17 Jun 2014 to 29 May 2015)
• Samuel Matthaeus Dietrich Breuning

  IRN SMB01216

  • CF30 Customer (12 Jun 2019 to 18 Sep 2020)
  • CF1 Director (AR) (12 Jun 2019 to 18 Sep 2020)
• Sandrine Henton

  IRN SXH02761

  • CF30 Customer (13 Apr 2016 to 19 Sep 2019)
  • CF1 Director (AR) (13 Apr 2016 to 19 Sep 2019)

• Doxa Partners LLP (no longer appointed)

  FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024

• Hamilcar Capital Limited (no longer appointed)

  FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014

• Purple Strategic Capital Limited (no longer appointed)

  FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016

• Makalo Capital LLP (no longer appointed)

  FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016

• Harbourfront Capital Limited (no longer appointed)

  FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016

• Barker Asset Management Limited (no longer appointed)

  FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015

• Open Field Capital Limited (no longer appointed)

  FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014

• Beca Capital LLP (no longer appointed)

  FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent

• Neural Capital Limited (no longer appointed)

  FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015

• Credos Capital Management LLP (no longer appointed)

  FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

No changes recorded yet.