Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andreas Fragner

  IRN AXF02043

  • CF30 Customer (19 Sep 2016 to 21 Feb 2019)
  • CF4 Partner (AR) (19 Sep 2016 to 21 Feb 2019)
• Andrew John Whitamore

  IRN AJW01551

  • CF30 Customer (16 Jun 2014 to 10 Dec 2015)
• Andrew Paul Lewis Job

  IRN APJ01039

  • [FCA CF] Client dealing (9 Feb 2022 to 20 Apr 2023)
• Andrew Robin Lawley

  IRN AXL00419

  • CF30 Customer (6 Jun 2022 to 31 Mar 2023)
  • CF1 Director (AR) (31 Mar 2022 to 31 Dec 2022)
• Anishinder Grewal

  IRN AXG01431

  • CF4 Partner (AR) (23 Jun 2014 to 29 May 2015)
  • CF30 Customer (23 Jun 2014 to 29 May 2015)
• Anne Louise Derbes

  IRN ALD01050

  • CF30 Customer (26 May 2020 to 14 Apr 2021)
• Anne-Cathrine Frogg-Spadola

  IRN AXF02083

  • Director of firm who is not a certification employee or a SMF manager (since 15 Nov 2024)
  • CF2 Non Executive Director (AR) (30 Jun 2017 to 30 Jun 2018)
• Anthony Alan Demco

  IRN AAD01052

  • CF1 Director (AR) (28 Apr 2017 to 9 Jan 2018)
  • CF30 Customer (28 Apr 2017 to 9 Jan 2018)
• Anton Aleksander Rothe

  IRN AAR01101

  • CF30 Customer (19 Oct 2018 to 1 Feb 2019)
• Anton Zavyalov

  IRN AXZ01263

  • CF4 Partner (AR) (8 Dec 2014 to 1 Dec 2016)
  • CF30 Customer (8 Dec 2014 to 1 Dec 2016)

• Doxa Partners LLP (no longer appointed)

  FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024

• Hamilcar Capital Limited (no longer appointed)

  FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014

• Purple Strategic Capital Limited (no longer appointed)

  FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016

• Makalo Capital LLP (no longer appointed)

  FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016

• Harbourfront Capital Limited (no longer appointed)

  FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016

• Barker Asset Management Limited (no longer appointed)

  FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015

• Open Field Capital Limited (no longer appointed)

  FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014

• Beca Capital LLP (no longer appointed)

  FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent

• Neural Capital Limited (no longer appointed)

  FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015

• Credos Capital Management LLP (no longer appointed)

  FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

No changes recorded yet.