Privium Fund Management (UK) Limited

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FRN: 471186
Date authorised: 1 April 2013
Companies House: 06276584
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+4402034570684

Web

https://www.priviumfund.com
Complaints Contact

Regus

3 More London Place

London

Southwark

SE1 2RE

UNITED KINGDOM

Phone

+447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Martin Griffiths
IRN JMG01289
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jul 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2022)
- CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Dec 2017 to 8 Dec 2019)
John Stuart Goodacre
IRN JXG01678
- CF4 Partner (AR) (12 Nov 2014 to 31 Mar 2015)
- CF30 Customer (12 Nov 2014 to 31 Mar 2015)
Jose Solange Francis
IRN JSF01074
- CF30 Customer (21 May 2014 to 17 Nov 2014)
- CF1 Director (AR) (21 May 2014 to 17 Nov 2014)
Joshua James Pena
IRN JXP00531
- CF30 Customer (23 Dec 2021 to 28 Feb 2025)
Jules Pierre Henri Jacquey
IRN JPJ01051
- [FCA CF] Client dealing (17 Jun 2021 to 1 Apr 2022)
Julian Leslie Cook
IRN JXC27776
- CF30 Customer (28 Jan 2020 to 31 Mar 2026)
- CF4 Partner (AR) (28 Jan 2020 to 31 Mar 2026)
Julie Emilie Sharon Dewandre
IRN JXD81156
- CF30 Customer (2 Jun 2020 to 13 Aug 2020)
Julien Trombini
IRN JXT01677
- CF30 Customer (3 May 2016 to 31 May 2018)
Justin Derek Wells
IRN JXW00509
- CF1 Director (AR) (14 Jun 2021 to 31 Oct 2023)
- CF30 Customer (14 Jun 2021 to 31 Oct 2023)
Kasra Nassirihachehlou
IRN KXN01339
- CF30 Customer (19 Sep 2016 to 21 Feb 2019)
- CF4 Partner (AR) (19 Sep 2016 to 21 Feb 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Doxa Partners LLP (no longer appointed)
FRN 623193 · Appointed 13 May 2014 · Until 24 Sep 2024
Hamilcar Capital Limited (no longer appointed)
FRN 622709 · Appointed 6 May 2014 · Until 24 Nov 2014
Purple Strategic Capital Limited (no longer appointed)
FRN 498831 · Appointed 12 Mar 2014 · Until 27 Apr 2016
Makalo Capital LLP (no longer appointed)
FRN 613667 · Appointed 27 Jan 2014 · Until 30 Nov 2016
Harbourfront Capital Limited (no longer appointed)
FRN 612475 · Appointed 30 Dec 2013 · Until 4 Feb 2016
Barker Asset Management Limited (no longer appointed)
FRN 611649 · Appointed 13 Dec 2013 · Until 30 Nov 2015
Open Field Capital Limited (no longer appointed)
FRN 607325 · Appointed 16 Sep 2013 · Until 26 Jun 2014
Beca Capital LLP (no longer appointed)
FRN 606308 · Appointed 21 Aug 2013 · Until 18 Jul 2014 · Tied agent
Neural Capital Limited (no longer appointed)
FRN 597429 · Appointed 19 Mar 2013 · Until 30 Apr 2015
Credos Capital Management LLP (no longer appointed)
FRN 595622 · Appointed 7 Feb 2013 · Until 19 May 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.