Privium Fund Management (UK) Limited

Date authorised
1 April 2013
Companies House
06276584
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +4402034570684
    Web
    https://www.priviumfund.com

  • Complaints Contact

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andreas Fragner

    IRN AXF02043

    • CF30 Customer (19 Sep 2016 to 21 Feb 2019)
    • CF4 Partner (AR) (19 Sep 2016 to 21 Feb 2019)
  • Andrew John Whitamore

    IRN AJW01551

    • CF30 Customer (16 Jun 2014 to 10 Dec 2015)
  • Andrew Paul Lewis Job

    IRN APJ01039

    • [FCA CF] Client dealing (9 Feb 2022 to 20 Apr 2023)
  • Andrew Robin Lawley

    IRN AXL00419

    • CF30 Customer (6 Jun 2022 to 31 Mar 2023)
    • CF1 Director (AR) (31 Mar 2022 to 31 Dec 2022)
  • Anishinder Grewal

    IRN AXG01431

    • CF4 Partner (AR) (23 Jun 2014 to 29 May 2015)
    • CF30 Customer (23 Jun 2014 to 29 May 2015)
  • Anne Louise Derbes

    IRN ALD01050

    • CF30 Customer (26 May 2020 to 14 Apr 2021)
  • Anne-Cathrine Frogg-Spadola

    IRN AXF02083

    • Director of firm who is not a certification employee or a SMF manager (since 15 Nov 2024)
    • CF2 Non Executive Director (AR) (30 Jun 2017 to 30 Jun 2018)
  • Anthony Alan Demco

    IRN AAD01052

    • CF1 Director (AR) (28 Apr 2017 to 9 Jan 2018)
    • CF30 Customer (28 Apr 2017 to 9 Jan 2018)
  • Anton Aleksander Rothe

    IRN AAR01101

    • CF30 Customer (19 Oct 2018 to 1 Feb 2019)
  • Anton Zavyalov

    IRN AXZ01263

    • CF4 Partner (AR) (8 Dec 2014 to 1 Dec 2016)
    • CF30 Customer (8 Dec 2014 to 1 Dec 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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