Privium Fund Management (UK) Limited

Date authorised
1 April 2013
Companies House
06276584
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +4402034570684
    Web
    https://www.priviumfund.com

  • Complaints Contact

    Regus
    3 More London Place
    London
    Southwark
    SE1 2RE
    UNITED KINGDOM
    Phone
    +447768364144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Martin Griffiths

    IRN JMG01289

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jul 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2022)
    • CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Dec 2017 to 8 Dec 2019)
  • John Stuart Goodacre

    IRN JXG01678

    • CF4 Partner (AR) (12 Nov 2014 to 31 Mar 2015)
    • CF30 Customer (12 Nov 2014 to 31 Mar 2015)
  • Jose Solange Francis

    IRN JSF01074

    • CF30 Customer (21 May 2014 to 17 Nov 2014)
    • CF1 Director (AR) (21 May 2014 to 17 Nov 2014)
  • Joshua James Pena

    IRN JXP00531

    • CF30 Customer (23 Dec 2021 to 28 Feb 2025)
  • Jules Pierre Henri Jacquey

    IRN JPJ01051

    • [FCA CF] Client dealing (17 Jun 2021 to 1 Apr 2022)
  • Julian Leslie Cook

    IRN JXC27776

    • CF30 Customer (28 Jan 2020 to 31 Mar 2026)
    • CF4 Partner (AR) (28 Jan 2020 to 31 Mar 2026)
  • Julie Emilie Sharon Dewandre

    IRN JXD81156

    • CF30 Customer (2 Jun 2020 to 13 Aug 2020)
  • Julien Trombini

    IRN JXT01677

    • CF30 Customer (3 May 2016 to 31 May 2018)
  • Justin Derek Wells

    IRN JXW00509

    • CF1 Director (AR) (14 Jun 2021 to 31 Oct 2023)
    • CF30 Customer (14 Jun 2021 to 31 Oct 2023)
  • Kasra Nassirihachehlou

    IRN KXN01339

    • CF30 Customer (19 Sep 2016 to 21 Feb 2019)
    • CF4 Partner (AR) (19 Sep 2016 to 21 Feb 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.