Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antonio GALEA

  IRN AXG02585

  • CF30 Customer (since 31 Mar 2025)
  • CF1 Director (AR) (since 31 Mar 2025)
• Aubrey William Thomas Brocklebank

  IRN AWB01093

  • CF1 Director (AR) (15 Feb 2019 to 28 Jan 2021)
  • CF30 Customer (10 Aug 2017 to 28 Jan 2021)
• Barlas Remzi

  IRN BXR00183

  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2023 to 8 Sep 2023)
  • SMF16 Compliance Oversight (28 Apr 2023 to 8 Sep 2023)
• Bartjan Van Hulten

  IRN BKV01003

  • CF30 Customer (30 Mar 2015 to 29 Mar 2019)
  • CF1 Director (AR) (30 Mar 2015 to 29 Mar 2019)
• Beatrice Aliprandi

  IRN BXA01564

  • CF30 Customer (7 Nov 2018 to 31 Jan 2022)
• Beatrice Tamburi

  IRN BXT01173

  • CF1 Director (AR) (24 May 2022 to 31 Dec 2023)
• Benjamin Richard Woods

  IRN BXW00224

  • [FCA CF] Client dealing (25 Oct 2022 to 19 Jun 2024)
• Billal Mohamoud Hassan Ismail

  IRN BXI01047

  • CF30 Customer (3 Apr 2024 to 8 Sep 2024)
• Brendan Paul Jones

  IRN BXJ00144

  • CF2 Non Executive Director (AR) (since 30 Aug 2024)
• Brett Jason Venter

  IRN BJV01015

  • CF30 Customer (5 Apr 2013 to 30 Apr 2015)
  • CF1 Director (AR) (5 Apr 2013 to 30 Apr 2015)

• Pantiles Wealth Creation LLP (no longer appointed)

  FRN 839882 · Appointed 9 Apr 2019 · Until 1 Jul 2020

• Three Body Capital Limited (no longer appointed)

  FRN 834061 · Appointed 20 Feb 2019 · Until 17 Jan 2020

• Hampleton Limited (no longer appointed)

  FRN 822318 · Appointed 4 Oct 2018 · Until 1 Feb 2019

• Hedge Point Advisers Limited (no longer appointed)

  FRN 814230 · Appointed 18 Jul 2018 · Until 17 Jun 2019

• BTM Global Partners Limited Liability Partnership (no longer appointed)

  FRN 812891 · Appointed 3 Jul 2018 · Until 18 Feb 2019

• Quantitative Strategic Investments Ltd (no longer appointed)

  FRN 812461 · Appointed 27 Jun 2018 · Until 30 Nov 2019

• Falckon Limited (no longer appointed)

  FRN 812091 · Appointed 21 Jun 2018 · Until 8 Sep 2023

• Alderic Limited (no longer appointed)

  FRN 811253 · Appointed 11 Jun 2018 · Until 13 Mar 2020

• Campfire Asset Management Limited (no longer appointed)

  FRN 801068 · Appointed 8 Feb 2018 · Until 11 Mar 2019 · Tied agent

• Three Hills Capital Partners LLP (no longer appointed)

  FRN 797504 · Appointed 1 Jan 2018 · Until 10 Jan 2019

No changes recorded yet.