Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roger Charles Sporle

  IRN RXS00681

  • CF30 Customer (28 Apr 2023 to 15 Aug 2023)
  • CF1 Director (AR) (5 Oct 2022 to 15 Aug 2023)
• Roger J Thomson

  IRN RJT01150

  • CF30 Customer (16 Feb 2022 to 31 Mar 2026)
• Roger Simon Pyrke

  IRN RSP01084

  • CF1 Director (29 Jul 2009 to 17 Feb 2011)
• Rohini Finch

  IRN RXF01427

  • CF2 Non Executive Director (AR) (since 14 Feb 2014)
• Ronald Richter

  IRN RXR01245

  • CF30 Customer (12 Oct 2015 to 1 Aug 2018)
  • CF4 Partner (AR) (12 Oct 2015 to 1 Aug 2018)
• Rudolph Shally

  IRN RXS01557

  • CF30 Customer (1 Sep 2011 to 22 Jul 2014)
• Rui Pedro Fortuna Andres

  IRN RPF01056

  • CF30 Customer (5 Jun 2018 to 14 Apr 2020)
• Samuel Edward Morley

  IRN SEM01099

  • CF4 Partner (AR) (17 Jun 2014 to 29 May 2015)
  • CF30 Customer (17 Jun 2014 to 29 May 2015)
• Samuel Matthaeus Dietrich Breuning

  IRN SMB01216

  • CF30 Customer (12 Jun 2019 to 18 Sep 2020)
  • CF1 Director (AR) (12 Jun 2019 to 18 Sep 2020)
• Sandrine Henton

  IRN SXH02761

  • CF30 Customer (13 Apr 2016 to 19 Sep 2019)
  • CF1 Director (AR) (13 Apr 2016 to 19 Sep 2019)

• Pantiles Wealth Creation LLP (no longer appointed)

  FRN 839882 · Appointed 9 Apr 2019 · Until 1 Jul 2020

• Three Body Capital Limited (no longer appointed)

  FRN 834061 · Appointed 20 Feb 2019 · Until 17 Jan 2020

• Hampleton Limited (no longer appointed)

  FRN 822318 · Appointed 4 Oct 2018 · Until 1 Feb 2019

• Hedge Point Advisers Limited (no longer appointed)

  FRN 814230 · Appointed 18 Jul 2018 · Until 17 Jun 2019

• BTM Global Partners Limited Liability Partnership (no longer appointed)

  FRN 812891 · Appointed 3 Jul 2018 · Until 18 Feb 2019

• Quantitative Strategic Investments Ltd (no longer appointed)

  FRN 812461 · Appointed 27 Jun 2018 · Until 30 Nov 2019

• Falckon Limited (no longer appointed)

  FRN 812091 · Appointed 21 Jun 2018 · Until 8 Sep 2023

• Alderic Limited (no longer appointed)

  FRN 811253 · Appointed 11 Jun 2018 · Until 13 Mar 2020

• Campfire Asset Management Limited (no longer appointed)

  FRN 801068 · Appointed 8 Feb 2018 · Until 11 Mar 2019 · Tied agent

• Three Hills Capital Partners LLP (no longer appointed)

  FRN 797504 · Appointed 1 Jan 2018 · Until 10 Jan 2019

No changes recorded yet.