Privium Fund Management (UK) Limited

• Principal Place of Business

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +4402034570684

  Web

  https://www.priviumfund.com

• Complaints Contact

  Regus

  3 More London Place

  London

  Southwark

  SE1 2RE

  UNITED KINGDOM

  Phone

  +447768364144

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Guillaume Henri Andre Cazenave

  IRN GXC01419

  • CF1 Director (AR) (4 Mar 2016 to 31 May 2018)
  • CF30 Customer (4 Mar 2016 to 31 May 2018)
• Guillaume Loic Andre-Lucien Salomon

  IRN GLS01029

  • CF30 Customer (1 Jun 2017 to 9 Nov 2018)
  • CF1 Director (AR) (1 Jun 2017 to 9 Nov 2018)
• Guy Daniel Wolf

  IRN GDW01045

  • CF1 Director (AR) (11 Jun 2015 to 7 Jan 2019)
  • CF30 Customer (11 Jun 2015 to 7 Jan 2019)
• Hadi Khairallah

  IRN HXK00149

  • CF1 Director (AR) (18 Mar 2022 to 28 Jun 2023)
  • CF30 Customer (18 Mar 2022 to 28 Jun 2023)
• Hannah Wenche Colman Polli

  IRN HXC00170

  • CF2 Non Executive Director (AR) (16 Feb 2022 to 31 Dec 2023)
• Harmen Christiaan Overdijk

  IRN HXO22493

  • CF30 Customer (24 Oct 2019 to 14 Sep 2020)
  • CF1 Director (AR) (24 Oct 2019 to 14 Sep 2020)
• Harry John Philpot

  IRN HXP84922

  • CF30 Customer (24 Jun 2020 to 30 Mar 2021)
• Hugo Nicholas Edward Chance

  IRN HNC01012

  • CF30 Customer (28 Apr 2017 to 29 Jun 2021)
  • CF1 Director (AR) (28 Apr 2017 to 29 Jun 2021)
• Hyein Kang

  IRN HXK01622

  • CF30 Customer (1 Aug 2017 to 28 Nov 2018)
• Iakov Gvichiya

  IRN IXG00114

  • CF30 Customer (20 Mar 2023 to 30 Nov 2023)

• Pantiles Wealth Creation LLP (no longer appointed)

  FRN 839882 · Appointed 9 Apr 2019 · Until 1 Jul 2020

• Three Body Capital Limited (no longer appointed)

  FRN 834061 · Appointed 20 Feb 2019 · Until 17 Jan 2020

• Hampleton Limited (no longer appointed)

  FRN 822318 · Appointed 4 Oct 2018 · Until 1 Feb 2019

• Hedge Point Advisers Limited (no longer appointed)

  FRN 814230 · Appointed 18 Jul 2018 · Until 17 Jun 2019

• BTM Global Partners Limited Liability Partnership (no longer appointed)

  FRN 812891 · Appointed 3 Jul 2018 · Until 18 Feb 2019

• Quantitative Strategic Investments Ltd (no longer appointed)

  FRN 812461 · Appointed 27 Jun 2018 · Until 30 Nov 2019

• Falckon Limited (no longer appointed)

  FRN 812091 · Appointed 21 Jun 2018 · Until 8 Sep 2023

• Alderic Limited (no longer appointed)

  FRN 811253 · Appointed 11 Jun 2018 · Until 13 Mar 2020

• Campfire Asset Management Limited (no longer appointed)

  FRN 801068 · Appointed 8 Feb 2018 · Until 11 Mar 2019 · Tied agent

• Three Hills Capital Partners LLP (no longer appointed)

  FRN 797504 · Appointed 1 Jan 2018 · Until 10 Jan 2019

No changes recorded yet.