Privium Fund Management (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +4402034570684
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Complaints Contact
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +447768364144
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Darren William Winter
IRN DWW01050
- CF30 Customer (since 6 Jan 2021)
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Darryl John Flay
IRN DXF00196
- CF2 Non Executive Director (AR) (16 Jul 2024 to 31 Dec 2025)
- CF1 Director (AR) (24 Jun 2022 to 16 Jul 2024)
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David Cunio
IRN DXC01920
- CF30 Customer (1 Mar 2019 to 16 Jan 2020)
- CF1 Director (AR) (1 Mar 2019 to 16 Jan 2020)
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David Lafuente
IRN DXL01597
- CF4 Partner (AR) (31 Mar 2014 to 22 Nov 2016)
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David Larus Shields
IRN DLS01111
- CF4 Partner (AR) (25 Jun 2014 to 29 May 2015)
- CF30 Customer (25 Jun 2014 to 29 May 2015)
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David Mark Kyte
IRN DMK01023
- CF30 Customer (21 Jul 2016 to 22 Sep 2017)
- CF1 Director (AR) (6 Jul 2016 to 22 Sep 2017)
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David Riemenschneider
IRN DXR01996
- CF30 Customer (19 Oct 2018 to 1 Feb 2019)
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David Robert Taylor
IRN DXT00342
- CF30 Customer (since 3 Apr 2024)
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David Thompson
IRN DXT00216
- [FCA CF] Client dealing (9 Feb 2022 to 28 Apr 2022)
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David William Donahue
IRN DWD01044
- CF30 Customer (30 Sep 2015 to 25 Jan 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Talis Capital Limited
FRN 567155 · Appointed 21 Oct 2011
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One Rock Capital Partners LLP (no longer appointed)
FRN 1019446 · Appointed 5 Nov 2024 · Until 2 Jun 2025
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Mountpark Properties Limited (no longer appointed)
FRN 975843 · Appointed 17 May 2022 · Until 17 Aug 2023
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Chapman Associates Limited (no longer appointed)
FRN 975694 · Appointed 13 May 2022 · Until 28 Jun 2024
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Privest Capital Management Limited (no longer appointed)
FRN 971301 · Appointed 7 Mar 2022 · Until 29 Jun 2023
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MLH Capital Advisors LLP (no longer appointed)
FRN 957097 · Appointed 18 Aug 2021 · Until 18 Aug 2021
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Konsortium Partners LLP (no longer appointed)
FRN 955474 · Appointed 25 Jul 2021 · Until 16 Jun 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.