David Cunio

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finex LLP
FRN 507537
- CF4 Partner (AR) (since 14 Feb 2020)
- [FCA CF] Client dealing (since 14 Feb 2020)
- CF30 Customer (since 14 Feb 2020)
THREE BODY CAPITAL MANAGEMENT LLP
FRN 920308
- (2)Employed By (since 14 Feb 2020)
Privium Fund Management (UK) Limited (no longer approved here)
FRN 471186
- CF1 Director (AR) (1 Mar 2019 to 16 Jan 2020)
- CF30 Customer (1 Mar 2019 to 16 Jan 2020)
Three Body Capital Limited (no longer approved here)
FRN 834061
- Employed By (1 Mar 2019 to 16 Jan 2020)
CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- CF1 Director (23 Aug 2016 to 11 Jan 2019)
- CF30 Customer (26 Jul 2010 to 26 Jul 2010)
- CF11 Money Laundering Reporting (26 Jul 2010 to 1 Feb 2012)
Credo Capital Limited (no longer approved here)
FRN 192204
- CF30 Customer (3 Jul 2009 to 26 Jul 2010)
Capricorn Capital Consulting Ltd (no longer approved here)
FRN 503010
- Employed By (3 Jul 2009 to 26 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.