Privium Fund Management (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +4402034570684
-
Complaints Contact
Regus3 More London PlaceLondonSouthwarkSE1 2REUNITED KINGDOM- Phone
- +447768364144
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Roger Charles Sporle
IRN RXS00681
- CF30 Customer (28 Apr 2023 to 15 Aug 2023)
- CF1 Director (AR) (5 Oct 2022 to 15 Aug 2023)
-
Roger J Thomson
IRN RJT01150
- CF30 Customer (16 Feb 2022 to 31 Mar 2026)
-
Roger Simon Pyrke
IRN RSP01084
- CF1 Director (29 Jul 2009 to 17 Feb 2011)
-
Rohini Finch
IRN RXF01427
- CF2 Non Executive Director (AR) (since 14 Feb 2014)
-
Ronald Richter
IRN RXR01245
- CF30 Customer (12 Oct 2015 to 1 Aug 2018)
- CF4 Partner (AR) (12 Oct 2015 to 1 Aug 2018)
-
Rudolph Shally
IRN RXS01557
- CF30 Customer (1 Sep 2011 to 22 Jul 2014)
-
Rui Pedro Fortuna Andres
IRN RPF01056
- CF30 Customer (5 Jun 2018 to 14 Apr 2020)
-
Samuel Edward Morley
IRN SEM01099
- CF4 Partner (AR) (17 Jun 2014 to 29 May 2015)
- CF30 Customer (17 Jun 2014 to 29 May 2015)
-
Samuel Matthaeus Dietrich Breuning
IRN SMB01216
- CF30 Customer (12 Jun 2019 to 18 Sep 2020)
- CF1 Director (AR) (12 Jun 2019 to 18 Sep 2020)
-
Sandrine Henton
IRN SXH02761
- CF30 Customer (13 Apr 2016 to 19 Sep 2019)
- CF1 Director (AR) (13 Apr 2016 to 19 Sep 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Talis Capital Limited
FRN 567155 · Appointed 21 Oct 2011
-
One Rock Capital Partners LLP (no longer appointed)
FRN 1019446 · Appointed 5 Nov 2024 · Until 2 Jun 2025
-
Mountpark Properties Limited (no longer appointed)
FRN 975843 · Appointed 17 May 2022 · Until 17 Aug 2023
-
Chapman Associates Limited (no longer appointed)
FRN 975694 · Appointed 13 May 2022 · Until 28 Jun 2024
-
Privest Capital Management Limited (no longer appointed)
FRN 971301 · Appointed 7 Mar 2022 · Until 29 Jun 2023
-
MLH Capital Advisors LLP (no longer appointed)
FRN 957097 · Appointed 18 Aug 2021 · Until 18 Aug 2021
-
Konsortium Partners LLP (no longer appointed)
FRN 955474 · Appointed 25 Jul 2021 · Until 16 Jun 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.