Principality Building Society

• Principal Place of Business

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

  Web

  https://www.principality.co.uk

• Complaints Contact

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation "debt management plans" is defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arfon Lewis Jones

  IRN ALJ00007

  • CF22 Investment Adviser (Trainee) (18 Mar 2004 to 25 Mar 2004)
• Bryan Jenkin Davies

  IRN BJD00012

  • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)
• Calla Davies

  IRN CXD43439

  • [FCA CF] Functions requiring qualifications (28 Aug 2017 to 25 May 2020)
• Carwyn Lawrence

  IRN CXL00048

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 27 May 2025)
  • [FCA CF] Functions requiring qualifications (10 Mar 2020 to 5 Dec 2024)
• Catherine Anne Bennett

  IRN CAB01174

  • CF10 Compliance Oversight (1 Feb 2004 to 22 Oct 2004)
• Catherine Noakes

  IRN CXN00124

  • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 7 Mar 2023)
• Ceri Jeakins

  IRN CXJ42507

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Charlotte Cannatella

  IRN CXG43444

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2025)
  • [FCA CF] Functions requiring qualifications (3 Apr 2017 to 10 Dec 2023)
• Chris Windley

  IRN CXW42465

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Jan 2025)
• Christoper Jeacott

  IRN CXJ42443

  • [FCA CF] Functions requiring qualifications (2 Jul 2018 to 30 Mar 2020)

No changes recorded yet.