PREMIER FUND MANAGERS LIMITED

• Principal Place of Business

  Premier Miton Group

  Paternoster House

  65 St. Paul's Churchyard

  London

  City Of London

  EC4M 8AB

  UNITED KINGDOM

  Phone

  +4403334564560

  Web

  http://www.premiermiton.com

• Complaints Contact

  Premier Miton Group

  Paternoster House

  65 St. Paul's Churchyard

  London

  City Of London

  EC4M 8AB

  UNITED KINGDOM

  Phone

  +4403334564560

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to regulated collective investment scheme as marketing group associate activities and in carrying on such activities to the specified investments "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Daniel Peter Hughes

  IRN DPH01103

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
  • CF30 Customer (10 Sep 2015 to 8 Dec 2019)
• David Andrew Tyler

  IRN DAT01045

  • CF30 Customer (1 Nov 2007 to 25 Apr 2008)
  • CF29 Significant management (1 Nov 2007 to 25 Apr 2008)
  • CF17 Significant Mgt (Other Business Operations) (30 Mar 2007 to 31 Oct 2007)
  • CF26 Customer Trading (20 Oct 2005 to 31 Oct 2007)
• David James Hambidge

  IRN DJH01199

  • [FCA CF] Manager of certification employee (1 Oct 2022 to 1 Jan 2024)
  • [FCA CF] Material risk taker (1 Oct 2022 to 1 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• David Jane

  IRN DPJ01019

  • [FCA CF] Manager of certification employee (since 1 Jun 2023)
  • [FCA CF] Client dealing (since 24 Apr 2020)
  • [FCA CF] Material risk taker (24 Apr 2020 to 12 Dec 2024)
• David John Pendlebury

  IRN DJP01263

  • CF30 Customer (1 Nov 2007 to 9 Apr 2014)
  • CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
• David Philip Davies

  IRN DPD01021

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF27 Investment Management (20 Oct 2005 to 31 Oct 2007)
• David Thornton

  IRN DXT01340

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (23 Nov 2006 to 31 Oct 2007)
• Douglas William Adams

  IRN DWA01015

  • CF1 Director (1 Dec 2001 to 30 Sep 2002)
• Edmund André Francis Danon

  IRN EAD01048

  • CF30 Customer (16 May 2014 to 17 Dec 2015)
• Edward George Chalk

  IRN EGC01006

  • CF1 Director (1 Dec 2001 to 11 Mar 2005)
  • CF27 Investment Management (1 Dec 2001 to 11 Mar 2005)

No changes recorded yet.