Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • [FCA CF] Manager of certification employee (1 Oct 2022 to 1 Jan 2024)
    • [FCA CF] Material risk taker (1 Oct 2022 to 1 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.