Date authorised
5 March 2015
Companies House
09147885
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sachin Ashokbhai Patel

    IRN SXP23178

    • [FCA CF] Significant management (10 Dec 2018 to 5 May 2025)
  • Sarah Elizabeth Brien Waylen

    IRN SXW23193

    • [PRA CF] Key function holder (10 Dec 2018 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Mar 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2020)
  • Sarbjit Singh Sihota

    IRN SSS01145

    • SMF24 Chief Operations (28 Aug 2019 to 11 Sep 2020)
    • SMF2 Chief Finance (10 Dec 2018 to 11 Sep 2020)
    • SMF3 Executive Director (10 Dec 2018 to 11 Sep 2020)
    • CF1 Director (AR) (11 Jul 2018 to 11 Sep 2020)
    • CF1 Director (1 Apr 2018 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (11 Jan 2018 to 9 Dec 2018)
  • Scott Laurence Maries

    IRN SLM01062

    • SMF7 Group Entity Senior Manager (20 Mar 2020 to 7 May 2024)
  • Simon Peter Curtis

    IRN SPC01096

    • SMF2 Chief Finance (since 23 Sep 2021)
  • Sonja Gail Wilhelmina Tuvnes

    IRN SXT02244

    • SMF2 Chief Finance (17 Nov 2020 to 28 Jun 2021)
  • Stephen John Riley

    IRN SXR01330

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 16 Apr 2020)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 16 Apr 2020)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (5 Mar 2015 to 6 Mar 2016)
  • Stephen Leslie McCann

    IRN SLM01072

    • SMF11 Chair of the Audit Committee (3 Apr 2020 to 25 Sep 2024)
  • Stephen Liu

    IRN SXL00725

    • [FCA CF] Significant management (16 Mar 2024 to 3 May 2024)
  • Steven Derek Robson

    IRN SXR01449

    • SMF3 Executive Director (10 Dec 2018 to 31 Jan 2019)
    • CF1 Director (1 Jun 2018 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.