Date authorised
5 March 2015
Companies House
09147885
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442077672926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Janet Helson

    IRN SJL01096

    • SMF10 Chair of the Risk Committee (since 22 Mar 2024)
  • Timothy Joseph Carroll

    IRN TJC01070

    • SMF11 Chair of the Audit Committee (9 Jul 2024 to 31 Mar 2026)
    • SMF14 Senior Independent Director (12 Sep 2022 to 31 Mar 2026)
    • SMF12 Chair of the Remuneration Committee (8 Apr 2020 to 31 Mar 2026)
    • SMF10 Chair of the Risk Committee (8 Apr 2020 to 25 Sep 2024)
  • Tina Ann Rhodes

    IRN TAR01044

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Mar 2020)
    • CF2 Non Executive Director (4 Feb 2016 to 6 Mar 2016)
  • Victoria Williams

    IRN VXW23175

    • [FCA CF] Significant management (10 Dec 2018 to 29 Jan 2024)
    • [PRA CF] Key function holder (10 Dec 2018 to 29 Jan 2024)
  • William Edward MacAdie

    IRN WXM23176

    • [FCA CF] Significant management (10 Dec 2018 to 15 Mar 2024)
  • Zsolt Szalkai

    IRN ZXS25698

    • SMF7 Group Entity Senior Manager (19 Mar 2020 to 1 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.