Date authorised
1 April 2013
Companies House
03137809
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Chamberlain Square Cs
    Birmingham
    B3 3AX
    UNITED KINGDOM
    Phone
    +4407715651903
  • Complaints Contact

    Ascot House
    Maidenhead Office Park
    Maidenhead
    SL6 3QQ
    UNITED KINGDOM
    Phone
    +4403303000921

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 2 limitations
    • · See limitations for arranging (bringing about) regulated mortgage contracts and entering into a regulated mortgage contract as lender.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · Limited to existing customers and customers whose mortgages they acquire from other lenders.
  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · Limited to existing customers and customers whose mortgages they acquire from other lenders.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerald Martin McHugh

    IRN GMM01083

    • CF1 Director (26 Jul 2006 to 31 Jul 2008)
  • Guy Alan Batchelor

    IRN AXG01784

    • CF1 Director (23 Apr 2007 to 30 Apr 2008)
  • John Alfred Webster

    IRN JAW01219

    • CF1 Director (31 Oct 2004 to 1 Feb 2006)
    • CF3 Chief Executive (31 Oct 2004 to 6 Oct 2005)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 6 Oct 2005)
  • John Matthew Prust

    IRN JMP01167

    • CF1 Director (16 Jun 2006 to 20 Feb 2007)
  • Kenneth Caufield Burke

    IRN KCB01033

    • CF29 Significant management (29 Jul 2008 to 21 Feb 2011)
  • Laurence Covill

    IRN LXC01269

    • CF1 Director (13 Jun 2007 to 19 Jan 2009)
  • Lee Christopher Brandon

    IRN LCB01023

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Jun 2010 to 8 Aug 2013)
    • CF3 Chief Executive (21 Jun 2010 to 8 Dec 2019)
    • CF1 Director (29 Apr 2010 to 8 Dec 2019)
  • Mark Andrew Harris

    IRN MAH01341

    • CF11 Money Laundering Reporting (27 Jun 2008 to 31 Oct 2009)
  • Nigel Jeffrey Martin Ingram

    IRN NJI00009

    • CF1 Director (20 Dec 2005 to 27 Apr 2007)
  • Paul Stuart Chambers

    IRN PSC01081

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF13 Finance (3 Apr 2007 to 31 Oct 2007)
    • CF1 Director (3 Apr 2007 to 14 Oct 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.