Date authorised
1 April 2013
Companies House
02798901
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equitable House
    47 King William Street
    London
    EC4R 9AF
    UNITED KINGDOM
    Phone
    +4402073377170
  • Complaints Contact

    Equitable House
    47 King William Street
    London
    EC4R 9AF
    UNITED KINGDOM
    Phone
    +4402073377170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Damage to property, Fire and natural forces, Goods in transit, Land Vehicles, Miscellaneous financial loss, Railway rolling stock

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, Damage to property, Fire and natural forces, Goods in transit, Land Vehicles, Miscellaneous financial loss, Railway rolling stock

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Owen Morris

    IRN OXM21204

    • Director of firm who is not a certification employee or a SMF manager (since 29 Nov 2023)
  • Patrick Joseph Robert Snowball

    IRN PJS01175

    • CF2 Non Executive Director (26 Feb 2003 to 30 Jun 2006)
  • Peter Geoffrey Ward

    IRN PGW01052

    • CF2 Non Executive Director (1 Dec 2001 to 27 Jun 2003)
  • Peter John Box

    IRN PJB01468

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 13 Jun 2019)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 13 Jun 2019)
    • SIMF11 Chair of the Audit Committee (7 Feb 2017 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Feb 2017 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 7 Feb 2017)
    • CF2 Non Executive Director (25 Feb 2010 to 6 Mar 2016)
  • Peter Nicholas Aves

    IRN PNA01018

    • SMF4 Chief Risk (14 Mar 2019 to 22 May 2023)
    • SMF24 Chief Operations (14 Mar 2019 to 1 Jan 2026)
    • SMF2 Chief Finance (10 Dec 2018 to 1 Jan 2026)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Nov 2017)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (14 Sep 2009 to 6 Mar 2016)
  • Rebecca Hine

    IRN RXH00907

    • [FCA CF] Significant management (since 15 Dec 2025)
  • Rhodri David Cruwys

    IRN RDC01057

    • SMF4 Chief Risk (since 22 May 2023)
    • SMF16 Compliance Oversight (since 11 Apr 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Apr 2019)
  • Richard Roberts

    IRN RXR00316

    • SMF2 Chief Finance (since 14 May 2025)
    • SMF24 Chief Operations (14 May 2025 to 7 Jan 2026)
  • Roderick Donald Armitage

    IRN RDA01026

    • CF2 Non Executive Director (8 Aug 2003 to 6 Jan 2014)
  • Roger Sellek

    IRN RXS01476

    • CF2 Non Executive Director (7 Jan 2004 to 15 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.