Date authorised
1 April 2013
Companies House
02798901
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Equitable House
    47 King William Street
    London
    EC4R 9AF
    UNITED KINGDOM
    Phone
    +4402073377170
  • Complaints Contact

    Equitable House
    47 King William Street
    London
    EC4R 9AF
    UNITED KINGDOM
    Phone
    +4402073377170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Damage to property, Fire and natural forces, Goods in transit, Land Vehicles, Miscellaneous financial loss, Railway rolling stock

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, Damage to property, Fire and natural forces, Goods in transit, Land Vehicles, Miscellaneous financial loss, Railway rolling stock

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Antony Peter Enoizi

    IRN JAE01031

    • SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2022)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (1 Nov 2013 to 30 Sep 2018)
    • CF3 Chief Executive (11 Sep 2013 to 6 Mar 2016)
  • Ken Norgrove

    IRN KXN01141

    • Director of firm who is not a certification employee or a SMF manager (since 17 Nov 2022)
  • Kevin Allchorne

    IRN KXA01303

    • Director of firm who is not a certification employee or a SMF manager (since 17 Dec 2021)
  • Kevin John Hayes

    IRN KXH21947

    • [FCA CF] Significant management (10 Dec 2018 to 15 Aug 2025)
  • Marguerite Elizabeth Landells

    IRN MXL21948

    • [FCA CF] Significant management (10 Dec 2018 to 1 Nov 2024)
  • Matthew Moore

    IRN MXM02456

    • Director of firm who is not a certification employee or a SMF manager (18 Mar 2022 to 1 Apr 2025)
  • Maurice Ewen Tulloch

    IRN MET01075

    • CF2 Non Executive Director (20 Apr 2015 to 6 Mar 2016)
  • Maurice William Hunt

    IRN MWH01020

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2002)
  • Michael John Watson

    IRN MJW01191

    • CF15 Internal Audit (1 Dec 2001 to 16 Sep 2004)
    • CF13 Finance (1 Dec 2001 to 16 Sep 2004)
  • Nicholas Joseph Maguire

    IRN NJM01064

    • CF28 Systems and controls (1 Nov 2007 to 13 Sep 2009)
    • CF13 Finance (17 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.