Polus Capital Management Limited

Date authorised
1 April 2013
Companies House
04885685
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442072594800
    Web
    https://www.poluscapital.com

  • Complaints Contact

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442035988181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cyrus Kateli

    IRN CXK01059

    • CF28 Systems and controls (1 Nov 2007 to 8 Aug 2008)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (2 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (5 Aug 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
  • Danial Surti

    IRN DXS01128

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • David Anthony Littlewood

    IRN DAL01090

    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF27 Investment Management (1 Sep 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jul 2018)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
    • CF1 Director (5 Aug 2004 to 31 Jul 2018)
  • David Ouixano Henriques

    IRN DOH01003

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (5 Aug 2004 to 5 Dec 2019)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
  • Dawn Marie La Monica

    IRN DML01134

    • CF10 Compliance Oversight (6 Oct 2016 to 7 Mar 2019)
    • CF11 Money Laundering Reporting (6 Oct 2016 to 7 Mar 2019)
  • Deniz Akgul

    IRN DXA01190

    • CF27 Investment Management (4 Aug 2006 to 2 Apr 2007)
    • CF21 Investment Adviser (14 Jun 2006 to 2 Apr 2007)
  • Dhiraj Bajaj

    IRN DXB02031

    • CF30 Customer (19 Nov 2009 to 22 Mar 2012)
  • Dorota Holowiak

    IRN DXH02203

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2024 to 30 May 2025)
    • SMF16 Compliance Oversight (14 Feb 2024 to 30 May 2025)
  • Duncan James Needham

    IRN DJN01053

    • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
    • CF27 Investment Management (15 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
  • Egor Sokolov

    IRN EXS00424

    • [FCA CF] Client dealing (since 6 Mar 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Fabio Vanerio (no longer appointed)

    FRN 955311 · Appointed 22 Jul 2021 · Until 8 May 2025

  • Munoa Invest Limited (no longer appointed)

    FRN 788801 · Appointed 13 Sep 2017 · Until 18 Oct 2017

  • Richard Tray (no longer appointed)

    FRN 518224 · Appointed 19 Feb 2010 · Until 12 Aug 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.