David Anthony Littlewood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Polus Capital Management Limited (no longer approved here)

    FRN 400045

    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF27 Investment Management (1 Sep 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jul 2018)
    • CF1 Director (5 Aug 2004 to 31 Jul 2018)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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