Date authorised
3 May 2000
Companies House
03935227
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Monument Street
    24 Monument Street London City Of London EC3R 8AJ UNITED KINGDOM
    London
    City Of London
    EC3R 8AJ
    UNITED KINGDOM
    Phone
    +442033376476
  • Complaints Contact

    24 Monument Street London City Of London EC3R 8AJ UNITED KINGDOM
    London
    City Of London
    EC3R 8AJ
    UNITED KINGDOM
    Phone
    +442035434553

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl Vincent Gray

    IRN KXG00282

    • [PRA CF] Significant risk taker or Material risk taker (31 May 2023 to 29 Feb 2024)
  • Karma Kirstin Sorcha Coogans

    IRN KXC17431

    • SMF2 Chief Finance (31 Oct 2019 to 28 Oct 2021)
  • Kenneth Douglas Curtis

    IRN KDC01016

    • SMF11 Chair of the Audit Committee (since 9 Jun 2020)
    • SMF10 Chair of the Risk Committee (since 9 Jun 2020)
  • Kuljeet Bhara

    IRN KXB02065

    • CF1 Director (10 May 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (4 Jan 2017 to 10 May 2017)
  • Mark Condie Butterworth

    IRN MCB01136

    • SIMF4 Chief Risk Function (7 Mar 2016 to 10 Aug 2016)
    • CF28 Systems and controls (7 Jan 2016 to 6 Mar 2016)
  • Matthew Andrew Petzold

    IRN MAP01118

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 31 Mar 2019)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (28 Sep 2015 to 6 Mar 2016)
  • Matthew James Bishop

    IRN MXB00356

    • SMF2 Chief Finance (5 Jun 2023 to 13 Mar 2025)
  • Michael Gerard Walsh

    IRN MGW01106

    • CF1 Director (AR) (1 Jul 2010 to 1 Apr 2014)
  • Neila Buurman

    IRN NXB01640

    • CF1 Director (AR) (15 May 2019 to 31 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Aug 2021)
  • Nicholas Cooper Bacon

    IRN NCB01090

    • CF1 Director (AR) (14 May 2019 to 31 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.