Polo Commercial Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Pearson
IRN DXP01296
- Responsible for Insurance Mediation (7 Sep 2007 to 17 Mar 2009)
- CF1 Director (7 Sep 2007 to 17 Mar 2009)
David Raymond Jewell
IRN DRJ01033
- CF2 Non Executive Director (14 Aug 2007 to 24 Jan 2013)
Douglas Lindsay Hay Laver
IRN DLL01029
- CF1 Director (18 Mar 2013 to 1 Sep 2013)
Edward George Creasy
IRN EGC01004
- CF2 Non Executive Director (8 Jul 2009 to 24 Jan 2013)
Gary William Fraser
IRN GWF01033
- CF29 Significant management (4 Nov 2014 to 17 Apr 2015)
- CF1 Director (9 Jul 2014 to 14 Aug 2014)
Gregson Carter
IRN GXC01731
- CF29 Significant management (17 Oct 2013 to 30 Apr 2014)
- CF1 Director (27 Oct 2011 to 17 Oct 2013)
Ian Edward Jarvis
IRN IEJ01007
- CF1 Director (3 Jan 2014 to 21 Apr 2016)
James D'Arcy Vincent
IRN JDV01022
- SMF3 Executive Director (9 Dec 2019 to 9 Oct 2020)
- SMF1 Chief Executive (9 Dec 2019 to 26 Jan 2020)
- CF3 Chief Executive (22 May 2015 to 8 Dec 2019)
- CF1 Director (10 Mar 2015 to 8 Dec 2019)
James Richard Bagshawe
IRN JRB01180
- CF1 Director (AR) (13 Mar 2013 to 31 Oct 2013)
Jennifer Anne Freeman
IRN JAF01215
- SMF29 Limited scope function (limited scope SMCR firms only) (3 May 2023 to 28 Jun 2024)
- Responsible for Insurance Distribution (4 Feb 2022 to 28 Jun 2024)

Smaller firms operating under this firm's FCA authorisation.

Segment Risk Limited
FRN 958404 · Appointed 14 Sep 2021
David Reeves Ltd (no longer appointed)
FRN 943064 · Appointed 16 Jan 2021 · Until 24 May 2022
Pardus Underwriting Limited (no longer appointed)
FRN 613434 · Appointed 22 Jan 2014 · Until 1 Aug 2019
Cobalt Underwriting Services Limited (no longer appointed)
FRN 593698 · Appointed 2 Jan 2013 · Until 31 Oct 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.