Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 29 Nov 2018)
- Responsible for Insurance Mediation (11 Jul 2017 to 30 Sep 2018)
- CF1 Director (31 Oct 2013 to 29 Nov 2018)
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- CF1 Director (AR) (13 Mar 2013 to 31 Oct 2013)
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- Employed By (13 Mar 2013 to 31 Oct 2013)
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- CF10 Compliance Oversight (22 Mar 2010 to 23 Aug 2010)
- CF11 Money Laundering Reporting (22 Mar 2010 to 23 Aug 2010)
- CF1 Director (21 Apr 2008 to 25 Aug 2011)
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- CF13 Finance (18 May 2006 to 31 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.