Date authorised
9 January 2023
Companies House
OC400408
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 St. James's Square
    London
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +4402078072800
  • Complaints Contact

    Point72 UK Ltd
    8 St. James's Square
    London
    Westminster
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +4402078072800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • JIAHE XU

    IRN JXX00007

    • [FCA CF] Client dealing (17 Jun 2024 to 28 May 2025)
  • Jack Alexander Williams

    IRN JXW02702

    • [FCA CF] Client dealing (since 24 Apr 2026)
  • Jacob Nils Westin

    IRN JNW01021

    • [FCA CF] Client dealing (9 Jan 2023 to 24 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Jan 2023 to 24 Mar 2024)
  • Jade Ellen Cornell Harber

    IRN JEC01205

    • SMF27 Partner (since 9 Jan 2023)
    • SMF16 Compliance Oversight (since 9 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2023)
  • Jake Simon Barker

    IRN JSB01241

    • [FCA CF] Client dealing (9 Jan 2023 to 21 Jul 2023)
  • James Kelly

    IRN JXK00009

    • [FCA CF] Client dealing (since 9 Jan 2023)
  • James Matthew Hammett Sinclair

    IRN JXS00071

    • [FCA CF] Client dealing (since 27 Oct 2023)
  • James Timothy Kinmont Williams

    IRN JTW01030

    • [FCA CF] Client dealing (since 9 Jan 2023)
  • James Turner

    IRN JXT00578

    • [FCA CF] Algorithmic trading (28 Apr 2023 to 30 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Jan 2023 to 13 Oct 2023)
    • [FCA CF] Client dealing (9 Jan 2023 to 30 Oct 2023)
  • Javier Caro Cardona

    IRN JXC01136

    • [FCA CF] Client dealing (since 9 Jan 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.