PNB (UK) Limited

• Principal Place of Business

  P N B (UK) Ltd

  P N B House

  77 Queen Victoria Street

  London

  City Of London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442073821500

  Web

  https://pnbuk.pnb.com.my/en/pnbuk

• Complaints Contact

  4th Floor

  London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442073821500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ahmad Azlan Sairi Bin Aiznin Sairi

  IRN AXA01224

  • SMF16 Compliance Oversight (since 1 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2025)
• Ahmad Muzakkir Bin Azizi

  IRN AXA04198

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Ahmad Zulqarnain bin Che On

  IRN AXC90963

  • SMF9 Chair of the Governing Body (7 Sep 2020 to 19 Feb 2024)
• Dato Abdul Rahman Bin Ahmad

  IRN DXA00410

  • SMF9 Chair of the Governing Body (since 30 Oct 2024)
• Hanizan binti Hood

  IRN HXH00155

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• Khairul Nizam bin Khairul Saleh

  IRN KXK00386

  • [FCA CF] Client dealing (2 Feb 2024 to 1 Jan 2026)
• MUHAMMAD IRSYAD FAUZI -

  IRN MXX00017

  • [FCA CF] Client dealing (since 19 Feb 2026)
• Marian L Guntingan Wells

  IRN MLW01051

  • SMF16 Compliance Oversight (7 Sep 2020 to 1 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Sep 2020 to 1 Jan 2022)
• Mohamad Akmal bin Beti

  IRN MXB01498

  • [FCA CF] Client dealing (1 Oct 2022 to 30 Sep 2025)
• Mohamad Hafiz bin Mohamed Ismail

  IRN MXM00511

  • [FCA CF] Client dealing (30 Mar 2021 to 31 Dec 2023)

No changes recorded yet.