PNB (UK) Limited

• Principal Place of Business

  P N B (UK) Ltd

  P N B House

  77 Queen Victoria Street

  London

  City Of London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442073821500

  Web

  https://pnbuk.pnb.com.my/en/pnbuk

• Complaints Contact

  4th Floor

  London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442073821500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohd Hizami bin Mohd Iskandar

  IRN MXM27123

  • [FCA CF] Client dealing (30 Mar 2021 to 1 Aug 2022)
  • SMF3 Executive Director (7 Sep 2020 to 1 Aug 2022)
• Mohd Irwan Bin Ahmad Mustafa

  IRN MXA01050

  • Director of firm who is not a certification employee or a SMF manager (since 13 Feb 2024)
• Mohd Nizam bin Zainordin

  IRN MXZ00079

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jan 2024)
• Muhammad Hariz Bin Muhamad Nasir

  IRN MXM04712

  • [FCA CF] Client dealing (since 21 Nov 2025)
• Muhammad Hariz Bin Muhammad Nasir

  IRN MXM04678

  • SMF3 Executive Director (since 1 Jan 2026)
• Nik Mohd Radzi bin Nik Wan

  IRN NXN22494

  • [FCA CF] Client dealing (30 Mar 2021 to 1 Aug 2023)
  • SMF3 Executive Director (7 Sep 2020 to 1 Aug 2023)
• Nurul 'Ain Mohamad Tahir

  IRN NXM00280

  • SMF16 Compliance Oversight (16 Dec 2021 to 31 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2021 to 31 Dec 2024)
• Nurul Husna Binti Safiee

  IRN NXS00371

  • SMF3 Executive Director (23 Sep 2022 to 1 Jan 2026)
  • [FCA CF] Client dealing (27 Jun 2022 to 1 Jan 2026)
• Radhiah binti Nor

  IRN RXN00208

  • SMF3 Executive Director (since 27 Feb 2024)
  • [FCA CF] Client dealing (since 3 Jul 2023)
• Rizal Rickman bin Ramli

  IRN RXR00274

  • Director of firm who is not a certification employee or a SMF manager (since 26 Jan 2022)

No changes recorded yet.