Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Anne Johannesen

    IRN SAJ01057

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2005)
  • Sarah Jane Myers

    IRN SXM32171

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Sheila Margaret Ward

    IRN SMW01124

    • CF3 Chief Executive (21 Jan 2008 to 1 Jul 2010)
    • CF28 Systems and controls (1 Nov 2007 to 1 Jul 2010)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jul 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Siobhan Monica Barrow

    IRN SMD00040

    • Responsible for Insurance Distribution (13 Mar 2023 to 29 Feb 2024)
    • SMF1 Chief Executive (11 May 2022 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2022 to 10 May 2022)
  • Stephen Andrew Joseph Mann

    IRN SAM01098

    • Responsible for Insurance Mediation (17 Aug 2017 to 8 Jan 2018)
    • CF1 Director (14 Apr 2009 to 1 Jan 2019)
  • Stephen Henry Lock

    IRN SHL01016

    • [FCA CF] Manager of certification employee (14 Oct 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (14 Oct 2021 to 31 Dec 2021)
  • Timothy Thomas Keep

    IRN TXK77283

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Tracey Kneller

    IRN TXK01644

    • [FCA CF] Significant management (1 Oct 2020 to 29 Feb 2024)
  • Tracey O'Shea

    IRN TXO00136

    • [FCA CF] Significant management (28 Feb 2026 to 31 Mar 2026)
    • SMF16 Compliance Oversight (28 Oct 2025 to 28 Feb 2026)
  • Vanessa Wilson

    IRN VXW01062

    • CF28 Systems and controls (5 May 2011 to 12 Jun 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.