Plum Underwriting Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Phoenix HouseChristopher Martin RoadBasildonEssexSS14 3EZUNITED KINGDOM- Phone
- +4403451300802
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Complaints Contact
52-56 Leadenhall StreetLondonEC3A 2EBUNITED KINGDOM- Phone
- +4408002088477
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Debt Collection
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Caroline Pattni
IRN SCS01079
- [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
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Shane McCauley
IRN SXM01261
- [FCA CF] Significant management (since 3 Jan 2023)
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Simon Lewer
IRN SXL01770
- CF1 Director (10 Nov 2015 to 2 May 2018)
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Stephen Alan Ross
IRN SAR01219
- [FCA CF] Significant management (since 9 Dec 2019)
- CF2 Non Executive Director (30 Dec 2014 to 17 Jul 2018)
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Steve Anson
IRN SJA01200
- [FCA CF] Significant management (1 Jan 2023 to 26 Feb 2025)
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Steven Richard Bishop
IRN SXB00879
- [FCA CF] Significant management (4 Mar 2022 to 12 Jun 2023)
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Tina Lesley Roberts
IRN TLR01024
- CF1 Director (AR) (since 17 Mar 2022)
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Tobias James Alexander Daley
IRN TJD01109
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
- CF1 Director (1 Jan 2014 to 31 Oct 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mrs Dierdre Carr, Mr Jason Carr & Mrs Stephanie Williamson (no longer appointed)
FRN 440759 · Appointed 1 Feb 2022 · Until 12 Dec 2025
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Kingfisher Leisure Parks Limited (no longer appointed)
FRN 607917 · Appointed 29 Jan 2022 · Until 9 Feb 2023
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Brean Leisure Park Ltd. (no longer appointed)
FRN 807345 · Appointed 29 Jan 2022 · Until 31 Oct 2025
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Country Holiday Parks Limited (no longer appointed)
FRN 417660 · Appointed 29 Jan 2022 · Until 9 Feb 2023
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Evergreen Holiday Park Limited (no longer appointed)
FRN 923392 · Appointed 29 Jan 2022 · Until 22 Nov 2024
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Craggwood Leisure Limited (no longer appointed)
FRN 475365 · Appointed 29 Jan 2022 · Until 22 Nov 2024
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Mrs K A Harvey & Mrs L Rollo (no longer appointed)
FRN 415584 · Appointed 25 Jan 2022 · Until 22 Nov 2024
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John Sullivan (Hornsea) Limited (no longer appointed)
FRN 923377 · Appointed 25 Jan 2022 · Until 22 Nov 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.