Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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K.S.L. Thomas & Co. Limited
FRN 301515
- Responsible for Insurance Distribution (since 2 Dec 2025)
- SMF3 Executive Director (since 2 Dec 2025)
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- Responsible for Insurance Distribution (since 23 May 2025)
- SMF3 Executive Director (since 23 May 2025)
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- [FCA CF] Significant management (27 Mar 2023 to 22 Dec 2023)
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- Responsible for Insurance Distribution (29 Nov 2021 to 22 Dec 2023)
- SMF3 Executive Director (30 Jul 2021 to 22 Dec 2023)
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- CF1 Director (10 Nov 2015 to 2 May 2018)
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- CF29 Significant management (2 Aug 2011 to 19 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.