Platform One Limited

Date authorised
1 April 2013
Companies House
06993268
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Arena Business Centre
    9 Nimrod Way
    Wimborne
    Dorset
    BH21 7UH
    UNITED KINGDOM
    Phone
    +4403453665445
    Web
    https://www.platform1online.com

  • Complaints Contact

    Arena Business Centre
    9 Nimrod Way
    Wimborne
    Dorset
    BH21 7UH
    UNITED KINGDOM
    Phone
    +4403453665445

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Gordon Burt

    IRN MGB01043

    • CF2 Non Executive Director (13 Mar 2013 to 27 Mar 2017)
  • Michelle Martin

    IRN MXM20605

    • SMF3 Executive Director (since 1 Jun 2025)
    • SMF16 Compliance Oversight (since 3 Jan 2020)
  • Noman Kaderali Gandhi

    IRN NKG00011

    • CF1 Director (5 Jul 2011 to 11 Jun 2014)
  • Paul Wilcox

    IRN PXW01227

    • CF2 Non Executive Director (5 Jul 2011 to 13 Feb 2013)
  • Roger John Starbuck

    IRN RJS01445

    • CF11 Money Laundering Reporting (7 Sep 2017 to 24 May 2018)
  • Simon Michael Willcox

    IRN SMW01120

    • CF2 Non Executive Director (5 Jul 2011 to 11 Jun 2014)
  • Stewart Edward Wooles

    IRN SEW00008

    • CF10a CASS Oversight function (11 Sep 2012 to 13 Jun 2014)
    • CF10 Compliance Oversight (28 Jun 2012 to 13 Jun 2014)
    • CF1 Director (28 Jun 2012 to 11 Jun 2014)
    • CF11 Money Laundering Reporting (28 Jun 2012 to 13 Jun 2014)
  • Terence Robert Leavy

    IRN TXL00092

    • [FCA CF] Significant management (25 Jan 2024 to 7 Jun 2024)
    • [FCA CF] Manager of certification employee (25 Jan 2024 to 7 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

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