PIVOTAL FINANCIAL LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
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Complaints Contact
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Leigha McShane
IRN LXM00613
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (18 Aug 2023 to 15 Nov 2023)
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Liam James Preston Smyth
IRN LJS00008
- [FCA CF] Functions requiring qualifications (14 Mar 2022 to 16 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2022)
- CF1 Director (AR) (1 Aug 2015 to 5 Mar 2024)
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
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Lisa Gilsenan
IRN LXG00124
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Nov 2023)
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Lisa Marie Edwards
IRN LME01030
- Appointed representative dealing with clients for which they require qualification (5 Jul 2021 to 24 Sep 2021)
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Lisa Michelle Eyles
IRN LMC00018
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Jan 2024)
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Lisa Vena Tsouroulla
IRN LVT01004
- CF1 Director (AR) (28 Aug 2015 to 15 Oct 2021)
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Lisa Zina Walklin-Knight
IRN LXW00075
- SMF3 Executive Director (since 28 Jun 2024)
- CF1 Director (AR) (since 17 May 2024)
- [FCA CF] Manager of certification employee (since 1 Jun 2021)
- [FCA CF] Significant management (since 9 Dec 2019)
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Louise Brown
IRN LXB00119
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 16 Mar 2022)
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Louise Catherine Henderson
IRN LXH00177
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 18 Feb 2022)
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Louise Deborah Keating
IRN LXK00032
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Jan 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.