Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2024)
  • Independent Options Ltd (no longer approved here)

    FRN 440552

    • [FCA CF] Client dealing (24 Nov 2020 to 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (24 Nov 2020 to 12 Jan 2024)
  • Independent Options (no longer approved here)

    FRN 152928

    • (2)Employed By (15 Sep 1999 to 22 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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