PIVOTAL FINANCIAL LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
-
Complaints Contact
25 Christopher StreetLondonEC2A 2BSUNITED KINGDOM- Phone
- +4402038689137
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Reiss Brians
IRN RXB00260
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (25 Jan 2021 to 15 Nov 2023)
- [FCA CF] Functions requiring qualifications (25 Jan 2020 to 26 Jan 2020)
-
Richard Humby
IRN RXH00094
- Appointed representative dealing with clients for which they require qualification (15 Aug 2022 to 31 Mar 2023)
-
Richard James Pritchard
IRN RXP00274
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 11 Apr 2025)
-
Richard John Fowler
IRN RJF01141
- [FCA CF] Functions requiring qualifications (1 Nov 2023 to 5 Sep 2025)
- Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 1 Nov 2023)
-
Richard Ross
IRN RXR00087
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 May 2025)
-
Ritesh Malkan
IRN RXM00221
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Feb 2021)
-
Robert Beneke-Orr
IRN RXB21370
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (25 Oct 2021 to 1 Nov 2023)
-
Robert Gurr
IRN RXG00125
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 10 Feb 2023)
-
Robert Setter
IRN RXS01794
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2024)
-
Robin David Purnell
IRN RXP00331
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 11 Apr 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
John Charcol Mortgages Ltd
FRN 457289 · Appointed 13 Jan 2016
-
Sener Topal
FRN 730691 · Appointed 4 Jan 2016
-
STEVEN PRIOR FINANCIAL LIMITED
FRN 712570 · Appointed 1 Aug 2015
-
SARAH DORMER-THOMAS LIMITED
FRN 712565 · Appointed 1 Aug 2015
-
S J Friend Mortgage Solutions Ltd
FRN 712583 · Appointed 1 Aug 2015
-
JOHNSON YOUNG LIMITED
FRN 712577 · Appointed 1 Aug 2015
-
P BUTLIN MORTGAGES LIMITED
FRN 712572 · Appointed 1 Aug 2015
-
Nicholas Winter
FRN 712631 · Appointed 1 Aug 2015
-
Heather MaCaskill
FRN 712640 · Appointed 1 Aug 2015
-
MOORE 4 MORTGAGES LTD
FRN 712569 · Appointed 1 Aug 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.