Richard John Fowler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TMG Direct Limited

    FRN 786245

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2025)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 5 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 1 Nov 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 4 Jan 2008)
    • CF22 Investment Adviser (Trainee) (10 Aug 2007 to 31 Oct 2007)
  • Abacus Wealth Management Ltd (no longer approved here)

    FRN 469823

    • (4)Employed By (10 Aug 2007 to 4 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.