PIVOTAL FINANCIAL LIMITED

Date authorised
2 March 2015
Companies House
09157892
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137
    Web
    http://www.charcol.co.uk

  • Complaints Contact

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Roger Moss

    IRN SRM00040

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 1 Nov 2023)
  • Simon Timothy Talbot Knight

    IRN STK01012

    • CF1 Director (AR) (1 Mar 2016 to 30 Jun 2017)
    • CF1 Director (2 Mar 2015 to 30 Jun 2017)
    • CF3 Chief Executive (2 Mar 2015 to 30 Jun 2017)
  • Simon Walklin-Knight

    IRN SDK01034

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (28 Apr 2021 to 11 Jul 2022)
  • Simona Minikaitiene

    IRN SXM00770

    • Appointed representative dealing with clients for which they require qualification (21 Jun 2021 to 16 Dec 2022)
  • Sofoulla Georgiou

    IRN SXG14045

    • [FCA CF] Functions requiring qualifications (16 May 2025 to 10 Jun 2025)
  • Somer Dawn Lynn

    IRN SXL00161

    • Appointed representative dealing with clients for which they require qualification (20 May 2020 to 13 Dec 2021)
  • Sophia Brefo Tella

    IRN SXT00138

    • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 22 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (20 May 2020 to 1 Nov 2023)
  • Sophie Lara Waugh

    IRN SXW00184

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
  • Stacy Barnes-Fullalove

    IRN SXB00361

    • Appointed representative dealing with clients for which they require qualification (5 Feb 2021 to 29 Mar 2022)
  • Stephen Brown

    IRN SXB02237

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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