PIVOTAL FINANCIAL LIMITED

Date authorised
2 March 2015
Companies House
09157892
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137
    Web
    http://www.charcol.co.uk

  • Complaints Contact

    25 Christopher Street
    London
    EC2A 2BS
    UNITED KINGDOM
    Phone
    +4402038689137

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darryl Scott Plummer

    IRN DSP00008

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Aug 2015)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • David Alan Rounsfell

    IRN DAR00062

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (13 Jan 2020 to 14 Mar 2022)
  • David Anthony

    IRN DXA00129

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2022)
  • David Hitchmough

    IRN DXH00582

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2025)
  • David Javier Williams Snell

    IRN DJS01471

    • CF1 Director (AR) (1 Aug 2015 to 28 Dec 2016)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • David Michael Donaghy

    IRN DXD00079

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
  • David Paul Hanson

    IRN DXH00298

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2024)
  • David Peter Austin Pudney

    IRN DXP00126

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (20 Jul 2020 to 14 Mar 2022)
  • Deborah Alison Gee

    IRN DAG01212

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Apr 2017)
  • Dipak Shirsat

    IRN DXS00262

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Michael Williams (no longer appointed)

    FRN 916672 · Appointed 12 Nov 2019 · Until 9 Jul 2024

  • Jyotin Bonomallyram (no longer appointed)

    FRN 916595 · Appointed 11 Nov 2019 · Until 9 Jul 2024

  • Penny Mathers (no longer appointed)

    FRN 840452 · Appointed 17 Apr 2019 · Until 7 Dec 2022

  • Harris Zubair (no longer appointed)

    FRN 815056 · Appointed 30 Jul 2018 · Until 2 Jul 2024

  • TAW Finance Limited (no longer appointed)

    FRN 807939 · Appointed 1 May 2018 · Until 31 Mar 2022

  • Mortgage JAM Limited (no longer appointed)

    FRN 805862 · Appointed 6 Apr 2018 · Until 6 Dec 2019

  • Hailey Kow (no longer appointed)

    FRN 466448 · Appointed 15 Jan 2018 · Until 9 Jul 2024

  • Randeep Sodhi (no longer appointed)

    FRN 794119 · Appointed 15 Nov 2017 · Until 9 Jul 2024

  • Lauren Francis (no longer appointed)

    FRN 788562 · Appointed 11 Sep 2017 · Until 6 Feb 2019

  • Stephen Brown (no longer appointed)

    FRN 772913 · Appointed 10 Apr 2017 · Until 9 Jul 2024

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.