David Alan Rounsfell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIVOTAL FINANCIAL LIMITED
FRN 665649
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 14 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (13 Jan 2020 to 14 Mar 2022)
Prism Financial Advice Limited (no longer approved here)
FRN 426165
- CF30 Customer (19 Oct 2017 to 8 Dec 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF4 Partner (AR) (19 Sep 2007 to 28 Feb 2011)
David George Independent Morgage Consultancy (no longer approved here)
FRN 472655
- Employed By (19 Sep 2007 to 28 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.