PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Alice Miller

  IRN EAM01051

  • CF30 Customer (15 Oct 2008 to 31 Aug 2010)
• Eric Sanschagrin

  IRN EXS01076

  • CF30 Customer (2 Mar 2009 to 13 Jan 2015)
• Euan Matthew Robertson

  IRN EMR01051

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Mar 2018 to 8 Dec 2019)
• Eugenio Gutierrez Morales

  IRN EXG01240

  • CF30 Customer (24 May 2010 to 14 Apr 2014)
• Eva Zlotnick

  IRN EMZ01001

  • CF30 Customer (14 Oct 2010 to 4 Feb 2011)
• Farrukh Shahzad Cheema

  IRN FXC00090

  • [FCA CF] Client dealing (4 Apr 2024 to 11 Apr 2025)
• Finn Kristensen

  IRN FXK00008

  • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 23 Jan 2023)
• Fiona Stevenson

  IRN FXS01366

  • CF30 Customer (1 May 2017 to 18 Jan 2018)
• Franco Cheu

  IRN FXC00212

  • [FCA CF] Client dealing (since 22 Oct 2025)
• Frank Boelsterli

  IRN FXB01210

  • CF30 Customer (17 Jun 2011 to 30 Jun 2018)

No changes recorded yet.