PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Santosh Gorle

  IRN SXG00942

  • [FCA CF] Client dealing (since 26 Sep 2025)
• Sarah Whitaker

  IRN SXW02269

  • CF30 Customer (13 Jan 2017 to 6 Feb 2019)
• Savinien Boubee de Gramont

  IRN SXB03749

  • [FCA CF] Client dealing (since 9 Jul 2022)
• Scott Robert Kirkwood

  IRN SRK01041

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2024)
  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
• Sean David Dixon

  IRN SDD01041

  • CF30 Customer (22 Sep 2009 to 30 Nov 2010)
• Sean Diego McLoughlin

  IRN SDM01125

  • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
  • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
• Sean Patrick Slattery

  IRN SPS01145

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 May 2017 to 8 Dec 2019)
• Sebastien Pedro Bechet

  IRN SXB03950

  • [FCA CF] Client dealing (since 13 Jan 2025)
• Sharon Irene Osborne

  IRN SIO01001

  • CF26 Customer Trading (1 Dec 2001 to 6 Feb 2006)
• Shoaib Omar

  IRN SXO00303

  • [FCA CF] Client dealing (since 5 Jan 2026)

No changes recorded yet.