Sean Diego McLoughlin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [FCA CF] Client dealing (since 10 Sep 2017)
    • [FCA CF] Manager of certification employee (14 Apr 2020 to 13 Jun 2025)
    • CF30 Customer (19 Sep 2011 to 6 Mar 2016)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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