PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair Timothy Bishop

  IRN ATB01024

  • CF30 Customer (1 May 2009 to 16 Jul 2010)
• Alberto Mariconda

  IRN AXM01590

  • CF30 Customer (24 Aug 2010 to 3 Dec 2015)
• Alejandro Diez Capocchi

  IRN AXD00902

  • [FCA CF] Client dealing (since 30 Aug 2024)
• Alejandro Olvera

  IRN AXO01087

  • CF30 Customer (5 Oct 2015 to 8 Jun 2017)
• Alessandro di Gaeta

  IRN AXD01144

  • [FCA CF] Client dealing (since 3 Nov 2025)
• Alexander Van den Bossche

  IRN AXV01560

  • [FCA CF] Client dealing (5 May 2022 to 30 Sep 2022)
• Alexis Robert Gaston Murray-Jones

  IRN ARM01243

  • CF30 Customer (4 Aug 2009 to 1 Aug 2011)
• Alison Benzahia

  IRN AXB00809

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Anda Dinu

  IRN AXD01031

  • [FCA CF] Client dealing (since 10 Feb 2025)
• Andrew Blues

  IRN AXB04099

  • CF30 Customer (3 Nov 2017 to 8 Dec 2019)

No changes recorded yet.