PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jennifer Ann Heiton

  IRN JAS01432

  • CF30 Customer (1 May 2017 to 8 Dec 2019)
• Jens Rosebrock

  IRN JXR01254

  • CF30 Customer (4 Sep 2009 to 7 Oct 2011)
• Jeremi Martin

  IRN JXM06269

  • [FCA CF] Client dealing (since 6 Jan 2025)
• Jesper Bredengen

  IRN JXB00616

  • [FCA CF] Client dealing (since 3 Feb 2025)
• Jessica Harneyford

  IRN JXH02437

  • CF30 Customer (3 Oct 2012 to 2 Dec 2014)
• Joanne Clare Fenner

  IRN JCF01031

  • CF21 Investment Adviser (21 Jan 2004 to 21 Jan 2005)
• Joel Robert Denney

  IRN JRD01107

  • CF1 Director (24 Feb 2006 to 4 Apr 2007)
• Johann Ferdinand Noel Mayer

  IRN JFM01052

  • CF21 Investment Adviser (9 Sep 2005 to 31 May 2006)
• John Hamilton

  IRN JXH13457

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
• John King

  IRN JPK01069

  • CF30 Customer (8 Feb 2010 to 30 Nov 2010)

No changes recorded yet.