Date authorised
1 April 2013
Companies House
01007798
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4402082079000
  • Complaints Contact

    4th Floor Limelight
    Elstree Way
    Borehamwood
    Hertfordshire
    WD6 1JH
    UNITED KINGDOM
    Phone
    +4402082079000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Professional, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Ships, Sickness, Suretyship

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marie Elise Haderer

    IRN MEH01168

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 22 Jul 2021)
    • SMF20 Chief Actuary (10 Dec 2018 to 22 Jul 2021)
    • SIMF20 Chief Actuary Function (15 Nov 2016 to 9 Dec 2018)
    • SIMF22 Chief Underwriting Officer Function (15 Nov 2016 to 9 Dec 2018)
  • Matthew Justin Lorimer

    IRN MJL01328

    • SMF3 Executive Director (since 29 Nov 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 9 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 9 Aug 2024)
    • SMF4 Chief Risk (10 Dec 2018 to 17 Jul 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (5 Mar 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (26 May 2011 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (26 May 2011 to 9 Dec 2018)
  • Michelle Porteus

    IRN MXP01081

    • [FCA CF] Significant management (since 2 Mar 2026)
  • Michelle Treen

    IRN MXT32958

    • [PRA CF] Key function holder (since 15 Jul 2019)
  • Natalie Jayne Atkinson

    IRN NJA01070

    • CF1 Director (8 Mar 2010 to 31 May 2014)
  • Neil Graeme Smith

    IRN NGS01060

    • CF29 Significant management (18 Sep 2012 to 11 Jun 2013)
  • Nicholas Dutfield Rochez

    IRN NDR01031

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 15 Dec 2021)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (13 Nov 2012 to 6 Mar 2016)
  • Norman Alan Shuker

    IRN NAS01038

    • CF2 Non Executive Director (28 Mar 2006 to 28 Jun 2007)
    • CF1 Director (1 Dec 2001 to 28 Mar 2006)
    • CF3 Chief Executive (1 Dec 2001 to 28 Mar 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Mar 2006)
    • CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
  • Oleksii Kovalchuk

    IRN OXK00050

    • SMF20 Chief Actuary (since 16 Oct 2024)
    • [PRA CF] Key function holder (24 Nov 2022 to 17 Oct 2024)
  • Patrick Acx

    IRN PXA01686

    • SMF5 Head of Internal Audit (10 Dec 2018 to 21 Mar 2019)
    • SIMF5 Head of Internal Audit Function (28 Nov 2016 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.