Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 31 Dec 2024)
    • SMF16 Compliance Oversight (27 Jan 2020 to 9 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Aug 2024)
    • CF1 Director (5 Mar 2015 to 8 Dec 2019)
    • SMF3 Executive Director (since 29 Nov 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 9 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 9 Aug 2024)
    • SMF4 Chief Risk (10 Dec 2018 to 17 Jul 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (5 Mar 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (26 May 2011 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (26 May 2011 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.