Pinemont Securities Limited

Date authorised
1 April 2013
Companies House
02381357
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holborn Gate
    330 High Holborn
    London
    WC1V 7PA
    UNITED KINGDOM
    Phone
    +4402074409600
    Web
    https://www.pinemont.com

  • Complaints Contact

    Pinemount Securities Ltd
    Holborn Gate
    330 High Holborn
    London
    City Of London
    WC1V 7PA
    UNITED KINGDOM
    Phone
    +4402074409600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ola Steinar Smeby

    IRN OSS01006

    • CF30 Customer (1 Nov 2007 to 22 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jun 2008)
  • Ole Bard Jacobsen

    IRN OBJ00002

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (10 Jun 2011 to 8 Dec 2019)
  • Peter Brian Marland

    IRN PBM01027

    • SMF1 Chief Executive (since 21 Oct 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Sep 2004 to 8 Dec 2019)
    • CF3 Chief Executive (23 Sep 2004 to 9 Nov 2007)
    • CF8 Apportionment and Oversight (23 Sep 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 Sep 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 Sep 2004 to 31 Oct 2007)
    • CF26 Customer Trading (23 Sep 2004 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Peter Jan Sture Holmgren

    IRN PJH01356

    • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
    • CF3 Chief Executive (4 Oct 2007 to 4 Jul 2011)
    • CF23 Corporate Finance Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF1 Director (6 Dec 2006 to 4 Jul 2011)
    • CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
    • CF26 Customer Trading (6 Dec 2006 to 31 Oct 2007)
  • Robert William Newcombe

    IRN RXN00197

    • Director of firm who is not a certification employee or a SMF manager (22 Mar 2023 to 25 Nov 2025)
  • William Salbaing

    IRN WXS01320

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • SMF3 Executive Director (since 4 Jun 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF1 Chief Executive (4 Jun 2021 to 21 Oct 2022)
    • CF30 Customer (20 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.