Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pinemont Securities Limited
FRN 145024
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- SMF3 Executive Director (since 4 Jun 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF1 Chief Executive (4 Jun 2021 to 21 Oct 2022)
- CF30 Customer (20 Aug 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.