PIMCO Europe Ltd

• Principal Place of Business

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

  Web

  https://www.pimco.com

• Complaints Contact

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Elliot James McILrath

  IRN EJM01130

  • [FCA CF] Client dealing (since 21 Oct 2024)
• Emad Rajaie

  IRN EXR01221

  • CF30 Customer (2 Oct 2009 to 26 Feb 2019)
• Emanuele Stefano Benedetto Ravano

  IRN ESR01006

  • CF1 Director (29 Aug 2012 to 13 Jul 2015)
  • CF29 Significant management (1 Nov 2007 to 6 Jun 2014)
  • CF30 Customer (1 Nov 2007 to 13 Jul 2015)
  • CF21 Investment Adviser (30 May 2003 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2002 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Emilie Menghin

  IRN EXM00535

  • [FCA CF] Client dealing (since 2 Oct 2025)
• Emily Archer

  IRN EXA01278

  • CF30 Customer (21 Jan 2015 to 29 Oct 2016)
• Emily Teschner

  IRN EXT59951

  • [FCA CF] Client dealing (7 Aug 2023 to 30 May 2025)
• Emmanuel Pierre Marie-Therese Heintz

  IRN EXH09790

  • CF30 Customer (22 Dec 2018 to 8 Dec 2019)
• Emmanuel Roman

  IRN EXR01049

  • SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (11 Jan 2018 to 8 Dec 2019)
• Emmerick Dokou

  IRN EXD00112

  • [FCA CF] Client dealing (since 11 Oct 2021)
• Eric Gamble Clause

  IRN EXC01084

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (12 Oct 2015 to 8 Dec 2019)

No changes recorded yet.