Pictet Asset Management Limited

• Principal Place of Business

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475000

  Web

  https://www.am.pictet

• Complaints Contact

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475487

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Dominic Price

  IRN CDP01036

  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (15 Jan 2009 to 8 Dec 2019)
• Charles-Antoine Bory

  IRN CXB02612

  • [FCA CF] Client dealing (1 Feb 2020 to 1 Aug 2023)
  • CF30 Customer (16 Aug 2018 to 8 Dec 2019)
• Christophe Hermann Lanter

  IRN CXL01179

  • CF29 Significant management (17 Jun 2015 to 1 Feb 2016)
  • CF1 Director (30 May 2007 to 17 Mar 2011)
  • CF2 Non Executive Director (1 Dec 2001 to 30 May 2007)
• Christopher Aidan Bannon

  IRN CAB01266

  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
• Christopher Hartkopf

  IRN CXH00257

  • [FCA CF] Client dealing (1 Feb 2020 to 30 Sep 2025)
• Christopher John Green

  IRN CJG01061

  • CF30 Customer (1 Nov 2007 to 30 Nov 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Christopher Louis Montague

  IRN CLM01112

  • CF30 Customer (4 Nov 2011 to 31 Jan 2014)
• Christopher Preece

  IRN CDP01079

  • [FCA CF] Client dealing (1 Feb 2020 to 1 May 2021)
  • CF30 Customer (20 May 2016 to 8 Dec 2019)
• Christopher Richard Ford

  IRN CRF01020

  • CF30 Customer (1 Nov 2007 to 13 Apr 2015)
  • CF27 Investment Management (1 Feb 2007 to 31 Oct 2007)
• Chungmin Yoo

  IRN CXY01061

  • CF30 Customer (25 Jul 2013 to 8 Dec 2019)

No changes recorded yet.