Pictet Asset Management Limited

• Principal Place of Business

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475000

  Web

  https://www.am.pictet

• Complaints Contact

  Pictet Asset Management Ltd

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +442078475487

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brett Stephen Lee

  IRN BSL01017

  • CF30 Customer (1 Nov 2007 to 24 Feb 2015)
  • CF26 Customer Trading (4 Jul 2007 to 31 Oct 2007)
• Bruno Lippens

  IRN BXL00140

  • [FCA CF] Client dealing (since 1 Feb 2022)
• Cameron Mark McKelvey

  IRN CMM01159

  • CF30 Customer (8 Jan 2009 to 31 Oct 2014)
• Carl James

  IRN CXJ00099

  • [FCA CF] Client dealing (1 Feb 2020 to 31 Mar 2023)
• Carl Michael Roberts

  IRN CMR01118

  • CF30 Customer (26 Oct 2010 to 23 May 2017)
• Carl Robert Lawrence

  IRN CRL01054

  • CF30 Customer (26 Aug 2009 to 31 Jan 2014)
• Catherine Anne Patterson

  IRN CAP01070

  • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Cecile Agnes Lucie Rihouey

  IRN CAR01159

  • CF30 Customer (24 Jul 2013 to 31 Oct 2013)
• Cedric Jean-Albert Vermesse

  IRN CJV01030

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (15 Nov 2018 to 8 Dec 2019)
  • CF29 Significant management (12 May 2015 to 15 Nov 2018)
• Chantel Louise Myburgh

  IRN CLM01133

  • [FCA CF] Client dealing (since 1 Feb 2020)
  • CF30 Customer (27 Oct 2015 to 8 Dec 2019)

No changes recorded yet.